Joshua N. Susnow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Nathan Susnow was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2011. Joshua had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2013 - December 12, 2014
SUSNOWCOLEMAN LLC
March 12, 2012 - August 15, 2012
ATEL SECURITIES CORPORATION
September 8, 2011 - March 5, 2012
MORGAN STANLEY
August 4, 2011 - March 5, 2012
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUSNOWCOLEMAN LLC
CRD#: 166161 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
