Philip U. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip U Payne, who also goes by Phil Payne, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2013. Philip had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2024 - September 15, 2025
PATTEN AND PATTEN, INC.
January 24, 2017 - November 15, 2023
TRUIST ADVISORY SERVICES, INC.
February 9, 2016 - October 12, 2016
TELSEY ADVISORY GROUP LLC
July 26, 2013 - September 16, 2013
STEPHENS
Primary Firm SEC Registration
PATTEN AND PATTEN, INC.
CRD#: 105414 / SEC#: 801-11499
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATTEN AND PATTEN, INC.
CRD#: 105414 / SEC#: 801-11499
Contact information
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,102 |
| AUM (Assets Under Management) | $ 2,063,134,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
