Joshua C. Garland
SHEPHERD WEALTH MANAGEMENT
Cincinnati, OH 45208
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CRD#: 5944284
Professional summary
Joshua Casey Garland, CFP®, who also goes by Casey Garland, is a registered financial advisor currently at SHEPHERD WEALTH MANAGEMENT located in Cincinnati, Ohio.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joshua has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Casey Garland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of August, 2020, Joshua Garland is the Sole Owner of JN Garland Properties LLC which owns and manages rental property that provides clean/affordable housing for families. JN Garland Properties is located at 2737 Parkerridge Dr. Independence KY 41051 and is real estate investment related and he devotes approximately 1 hour per month to this activity of which 0 hours are during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Casey Garland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 4, 2021 - Present
SHEPHERD WEALTH MANAGEMENT
Office #1: 3181 Linwood Ave. Suite 20, Cincinnati, OH 45208RIA
CRD#: 312695
Cincinnati, OH
Past
October 13, 2015 - December 26, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
LOUISVILLE, KY
Past
October 13, 2015 - December 26, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
LOUISVILLE, KY
Past
October 12, 2015 - December 26, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
LOUISVILLE, KY
Past
September 22, 2014 - July 20, 2015
TD AMERITRADE, INC.
RIA
CRD#: 7870
CINCINNATI, OH
Past
September 22, 2014 - July 20, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
CINCINNATI, OH
Past
September 22, 2014 - July 20, 2015
TD AMERITRADE, INC.
BD
CRD#: 7870
CINCINNATI, OH
Past
March 5, 2012 - September 17, 2014
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
August 26, 2011 - September 16, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SHEPHERD WEALTH MANAGEMENT
SHEPHERD WEALTH MANAGEMENT | SHEPHERD WEALTH MANAGEMENT LLC | SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANY
CRD#: 312695 / SEC#: 801-131565
RIA
Registered Investment Advisory firm - (12/2/2024 Approved)Florida
Registered Investment Advisory firm - (12/3/2024 Terminated)Kentucky
Registered Investment Advisory firm - (12/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (12/6/2024 Terminated)Ohio
Registered Investment Advisory firm - (12/4/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/11/2024 Terminated)South Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Texas
Registered Investment Advisory firm - (10/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/4/2021)
IAR
Ohio(6/22/2021)
IAR
Pennsylvania(11/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
SHEPHERD WEALTH MANAGEMENT
SHEPHERD WEALTH MANAGEMENT | SHEPHERD WEALTH MANAGEMENT LLC | SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANY
CRD#: 312695 / SEC#: 801-131565
RIA
Registered Investment Advisory firm - (12/2/2024 Approved)Florida
Registered Investment Advisory firm - (12/3/2024 Terminated)Kentucky
Registered Investment Advisory firm - (12/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (12/6/2024 Terminated)Ohio
Registered Investment Advisory firm - (12/4/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/11/2024 Terminated)South Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Texas
Registered Investment Advisory firm - (10/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3181 Linwood Ave. Suite 20, Cincinnati, OH 45208
Mailing Address
Phone number
(513) 630-2664
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 315 |
| AUM (Assets Under Management) | $ 113,601,753 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHEPHERD WEALTH MANAGEMENT
CRD#: 312695Cincinnati, OH 45208TRUST BUT VERIFY
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