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MH

Maredith A. Hannon

WISDOMTREE SECURITIES
New York, NY 10119
Some features on this profile are disabled
CRD#: 5944239
MH

Professional summary

Maredith Ann Hannon, who also goes by Maredith H Sapp, Maredith Hannon Sapp, is a registered financial professional currently at WISDOMTREE SECURITIES, INC. located in New York, New York.

Maredith is registered as a RR (Registered Representative) and started their career in finance in 2015. Maredith has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maredith H Sapp | Maredith Hannon Sapp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maredith Ann Hannon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2022 - Present

WISDOMTREE SECURITIES, INC.

Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119Office #2: 250 West 34th Street 3rd Floor, New York, NY 10119
BD
CRD#: 317624
New York, NY
Past

December 18, 2018 - May 23, 2022

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

December 18, 2018 - May 23, 2022

MORGAN STANLEY

BD
CRD#: 149777
New York, NY
Past

October 29, 2015 - November 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
JERSEY CITY, NJ
Past

September 21, 2015 - November 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/1/2025)
RR
Alaska
(6/6/2025)
RR
Arizona
(6/11/2025)
RR
Arkansas
(10/1/2025)
RR
California
(6/3/2025)
RR
Colorado
(6/3/2025)
RR
Connecticut
(6/10/2025)
RR
Delaware
(6/3/2025)
RR
District of Columbia
(7/1/2025)
RR
Florida
(8/14/2025)
RR
Georgia
(6/3/2025)
RR
Hawaii
(8/7/2025)
RR
Idaho
(6/3/2025)
RR
Illinois
(10/9/2025)
RR
Indiana
(7/11/2025)
RR
Iowa
(6/3/2025)
RR
Kansas
(6/3/2025)
RR
Kentucky
(6/3/2025)
RR
Louisiana
(6/5/2025)
RR
Maine
(6/3/2025)
RR
Maryland
(6/30/2025)
RR
Massachusetts
(8/12/2025)
RR
Michigan
(6/3/2025)
RR
Minnesota
(7/7/2025)
RR
Mississippi
(6/3/2025)
RR
Missouri
(7/15/2025)
RR
Montana
(6/26/2025)
RR
Nebraska
(6/16/2025)
RR
Nevada
(6/3/2025)
RR
New Hampshire
(6/16/2025)
RR
New Jersey
(6/27/2025)
RR
New Mexico
(6/16/2025)
RR
New York
(5/26/2023)
RR
North Carolina
(6/3/2025)
RR
North Dakota
(8/14/2025)
RR
Ohio
(6/12/2025)
RR
Oklahoma
(6/3/2025)
RR
Oregon
(7/8/2025)
RR
Pennsylvania
(6/3/2025)
RR
Rhode Island
(6/3/2025)
RR
South Carolina
(6/3/2025)
RR
South Dakota
(6/12/2025)
RR
Texas
(7/8/2025)
RR
Utah
(6/3/2025)
RR
Vermont
(6/9/2025)
RR
Virginia
(6/3/2025)
RR
Washington
(6/11/2025)
RR
West Virginia
(6/11/2025)
RR
Wisconsin
(6/11/2025)
RR
Wyoming
(6/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/27/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/25/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WISDOMTREE SECURITIES, INC.
WISDOMTREE SECURITIES, INC.

CRD#: 317624 / SEC#: , 8-70847

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
250 West 34th Street 3rd Floor, New York, NY 10119
Mailing Address
250 West 34th Street 3rd Floor, New York, NY 10119
Phone number
(212) 801-2080
Established
Delaware since 10/14/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WISDOMTREE, INC.SOLE SHAREHOLDER
BRANT, DAVID ROBERTFINOP, POO AND PFO2718478
HANNON, MAREDITH ANNVICE PRESIDENT5944239
IBSCH, DEREK ANTHONYCCO AND SECRETARY2895585
LILIEN, ROBERT JARRETTDIRECTOR, PRESIDENT AND EXECUTIVE REPRESENTIVE1337819
ZIEMBA, PETER MDIRECTOR

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WISDOMTREE SECURITIES, INC.

CRD#: 317624New York, NY 10119

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