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Maredith Ann Hannon

CRD# 5944239·Registered 2015 - 2026
Previously Registered: Being a previously registered professional could mean that Maredith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maredith Ann Hannon, who also goes by Maredith H Sapp, Maredith Hannon Sapp, was a registered financial advisor. Maredith was a previously registered financial professional and started their career in finance 2015 - 2026. Maredith had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maredith H Sapp, Maredith Hannon Sapp

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

WISDOMTREE SECURITIES, INC.·CRD# 317624
BD
New York, NY
November 3, 2022 - August 6, 2026
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
December 18, 2018 - May 23, 2022
MORGAN STANLEY·CRD# 149777
BD
New York, NY
December 18, 2018 - May 23, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Jersey City, NJ
October 29, 2015 - November 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 21, 2015 - November 9, 2018

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Current Firm

WS
WISDOMTREE SECURITIES, INC.

WISDOMTREE SECURITIES, INC.

CRD#: 317624 / SEC#: 8-70847
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

250 West 34th Street 3rd Floor, New York, NY 10119

Mailing Address

250 West 34th Street 3rd Floor, New York, NY 10119

Phone Number

(212) 801-2080

Established

Delaware since 10/14/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WISDOMTREE, INC.SOLE SHAREHOLDER—
BRANT, DAVID ROBERTFINOP, POO AND PFO2718478
IBSCH, DEREK ANTHONYCCO AND SECRETARY2895585
LILIEN, ROBERT JARRETTDIRECTOR, PRESIDENT AND EXECUTIVE REPRESENTIVE1337819
ZIEMBA, PETER MDIRECTOR—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2015About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2016About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MH
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