Kade J. Vasi
Professional summary
Kade Jenkins Vasi, CIMA®, CPWA®, who also goes by Kade J Vasi, is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.
Kade is registered as a RR (Registered Representative) and started their career in finance in 2012. Kade has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kade Jenkins Vasi's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019-01-04
Expire date: 2023-10-31
Experience
March 23, 2021 - Present
GRANT WILLIAMS L.P.
Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103May 25, 2019 - January 15, 2021
INVESCO DISTRIBUTORS, INC.
April 18, 2016 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 6, 2015 - March 14, 2016
MSI FINANCIAL SERVICES, INC.
April 2, 2015 - March 14, 2016
MSI FINANCIAL SERVICES, INC.
May 2, 2012 - April 3, 2015
EQUITABLE ADVISORS, LLC
March 5, 2012 - April 3, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2021)
Exams
FINRA
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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