Vrushank M. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vrushank Mahendra Shah, who also goes by Vrushank M Shah, Vrushank Shah, was a registered financial professional .
Vrushank is a previously registered financial professional and started their career in finance in 2012. Vrushank had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2024 - June 23, 2026
FISHER INVESTMENTS
August 4, 2023 - September 18, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 4, 2023 - September 18, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 1, 2019 - July 25, 2023
VANGUARD ADVISERS, INC.
April 2, 2018 - July 25, 2023
VANGUARD MARKETING CORPORATION
December 16, 2013 - January 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2012 - January 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
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