Alex James Pette
Professional Summary
Alex James Pette is a registered financial advisor currently at GULFSTAR GROUP I, LTD. located in Houston, Texas. Alex is registered as a RR (Registered Representative) and started their career in finance in 2014. Alex has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
GULFSTAR GROUP I, LTD. | THE GULFSTAR GROUP,INC.
Contact Information
Main Address
700 Louisiana Street Ste 3800, Houston, TX 77002Mailing Address
700 Louisiana St Ste 3800, Houston, TX 77002Phone Number
(713) 300-2010Established
Texas since 07/11/2000Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULFSTAR HOLDINGS, INC. | LIMITED PARTNER | — |
| IBC SUBSIDIARY CORPORATION | LIMITED PARTNER | — |
| GULFSTAR GROUP GP, LLC | GENERAL PARTNER | — |
| LUEDDE, FULLERTON W III | PRESIDENT/CCO/CEO | 3218204 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/13/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alex James Pette's CRS (Customer Relationship Summary).
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