AP
Alan L. Pershing
BROOKSTONE CAPITAL MANAGEMENT LLC
Pittsburgh, PA 15237
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CRD#: 5942850
AP
Professional summary
Alan Laurin Pershing is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Pittsburgh, Pennsylvania and MILESTONE ASSET MANAGEMENT, LLC located in Pittsburgh, Pennsylvania.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Alan has worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEST FINANCIAL GROUP INC - Financial Consultant. SOLICIT INSURANCE BUSINESS TO INCLUDE LIFE, DI, LTC, HEALTH INSURANCE.SINCE1/18. 30% OF TIME SPENT. Since 2018, Mr. Pershing has been an IAR of Brookstone Capital Management, a registered investment adviser he spends approximately 25% of his time servicing clients of Brookstone. Dually registered as a Registered Investment Advisor with Milestone Asset Management.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Laurin Pershing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2018 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 8150 Perry Highway Suite 208, Pittsburgh, PA 15237RIA
CRD#: 141413
Pittsburgh, PA
Current
March 16, 2021 - Present
MILESTONE ASSET MANAGEMENT, LLC
Office #1: 8160 Perry Highway, Pittsburgh, PA 15237RIA
CRD#: 310441
Pittsburgh, PA
Past
December 8, 2020 - February 11, 2021
MILESTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 310441
PITTSBURGH, PA
Past
August 31, 2012 - May 20, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
HARMAR, PA
Past
August 31, 2012 - May 20, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
HARMAR, PA
Past
October 11, 2011 - June 5, 2012
MORGAN STANLEY
RIA
CRD#: 149777
PITTSBURGH, PA
Past
August 15, 2011 - June 5, 2012
MORGAN STANLEY
BD
CRD#: 149777
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/9/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
