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Shawn R. Nash

ASCENT WEALTH PARTNERS
Saratoga Springs, NY 12866
Some features on this profile are disabled
CRD#: 5942592
SN

Professional summary

Shawn Ryan Nash is a registered financial advisor currently at ASCENT WEALTH PARTNERS, LLC located in Saratoga Springs, New York.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Shawn has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Ryan Nash's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2026 - Present

ASCENT WEALTH PARTNERS, LLC

Office #1: 16 Lake Avenue, Saratoga Springs, NY 12866
RIA
CRD#: 158898
Saratoga Springs, NY
Past

May 31, 2017 - August 27, 2018

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
LATHAM, NY
Past

March 17, 2016 - May 31, 2017

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
LATHAM, NY
Past

September 9, 2013 - February 24, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ALBANY, NY
Past

January 7, 2013 - August 28, 2013

MORGAN STANLEY

RIA
CRD#: 149777
ALBANY, NY
Past

December 19, 2012 - August 28, 2013

MORGAN STANLEY

BD
CRD#: 149777
ALBANY, NY
Past

August 15, 2012 - November 27, 2012

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
CLIFTON PARK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ASCENT WEALTH PARTNERS, LLC
ASCENT MANAGEMENT I, LLC | ASCENT WEALTH PARTNERS, LLC

CRD#: 158898 / SEC#: 801-72693

RIA
Registered Investment Advisory firm - (8/24/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/29/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/25/2013
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2012
General Securities Representative Examination

Current Firm

AW
ASCENT WEALTH PARTNERS, LLC
ASCENT MANAGEMENT I, LLC | ASCENT WEALTH PARTNERS, LLC

CRD#: 158898 / SEC#: 801-72693

RIA
Registered Investment Advisory firm - (8/24/2011 Approved)
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Contact information

Main Address
89 Genesee Street, New Hartford, NY 13413
Mailing Address
Phone number
(315) 624-7300
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASCENT DISCLOSURE BROCHURE (3/12/2026)

Regulatory assets under management

Total Number of Accounts2,359
AUM (Assets Under Management)$ 1,518,044,632

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASCENT WEALTH PARTNERS, LLC

CRD#: 158898Saratoga Springs, NY 12866

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