Joseph P. Harmon

RCPLANNERS

Grand Rapids, MI 49506

Some features on this profile are disabled

CRD#: 5942458

Professional summary

Joseph Paul Harmon is a registered financial advisor currently at RCPLANNERS located in Grand Rapids, Michigan.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JOE HARMON, GRAND RAPIDS, MI 49546, BAGPIPER SINCE 11/1/13, SPENDS 2 HR/WK, 1 DURING TRADING. 2) INSURANCE ADVICE AND SALES. MR. HARMON IS LICENSED TO SELL INSURANCE PRODUCTS AND HE WILL SPEND APPROXIMATELY 50% OF HIS TIME ON INSURANCE RELATED ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Harmon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2021 - Present

RCPLANNERS

Office #1: 2504 Ardmore St Se, Ste 102b, Grand Rapids, MI 49506

RIA

CRD#: 298369

Grand Rapids, MI

Past

March 26, 2018 - January 10, 2022

ATLANTIS WEALTH ADVISORS LLC

RIA

CRD#: 169956

Grand Rapids, MI

Past

May 2, 2013 - March 30, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

GRAND RAPIDS, MI

Past

May 1, 2013 - March 30, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GRAND RAPIDS, MI

Past

October 19, 2011 - April 25, 2013

MORGAN STANLEY

RIA

CRD#: 149777

GRAND RAPIDS, MI

Past

August 5, 2011 - April 25, 2013

MORGAN STANLEY

CRD#: 149777

GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/8/2023)

IAR

Michigan
(6/8/2021)

IAR

Texas
(12/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/15/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/4/2011

General Securities Representative Examination

Current Firm

RCPLANNERS

RCPLANNERS | RETIREMENT CAPITAL PLANNERS, LLC

CRD#: 298369 / SEC#:

Florida

Registered Investment Advisory firm - (7/2/2021 Approved)

Maryland

Registered Investment Advisory firm - (3/28/2019 Approved)

Michigan

Registered Investment Advisory firm - (6/7/2021 Approved)

North Carolina

Registered Investment Advisory firm - (1/16/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/26/2024 Approved)

South Carolina

Registered Investment Advisory firm - (1/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/16/2024 Approved)

Virginia

Registered Investment Advisory firm - (11/1/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Midlothian, VA

Mailing Address

4860 Cox Road Suite 200, Glen Allen, VA 23060

Phone number

(804) 372-7337

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	296
AUM (Assets Under Management)	$ 65,144,917

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Scott Davison

WEALTHCARE CAPITAL MANAGEMENT LLC

IAR

GRAND RAPIDS, MI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph P. Harmon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Harmon's CRS (Customer Relationship Summary).

Certified licenses

Experience

RCPLANNERS

ATLANTIS WEALTH ADVISORS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2011

SIE

Date: 3/30/2018

Series 31

Date: 10/15/2011

Series 7

Date: 8/4/2011

Current Firm

RCPLANNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RCPLANNERS

TRUST BUT VERIFY

Similar Advisors