Benjamin J. Pantuck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin James Pantuck, who also goes by Ben Pantuck, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2011. Benjamin had worked at 2 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2011 - November 8, 2012
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
July 22, 2011 - August 18, 2016
CITI ORDER ROUTING AND EXECUTION, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/3/2011
Limited Representative-Equity Trader ExamCurrent Firm
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
CRD#: 36000 / SEC#: , 8-46998
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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