Trevor B. Dodds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Barrett Dodds, who also goes by Trevor B. Dodds, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2011. Trevor had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - December 31, 2014
GL INVESTMENT SERVICES, LLC
October 25, 2011 - January 31, 2013
MORGAN STANLEY
September 21, 2011 - January 31, 2013
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
GL INVESTMENT SERVICES, LLC
CRD#: 152158 / SEC#: 801-71436
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
