Timothy J. Plonski

RIVER WEALTH MANAGEMENT LLC

Medina, OH 44256

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CRD#: 5941575

Professional summary

Timothy James Plonski, CFP®, who also goes by Tim Plonski, Timothy J Plonski, is a registered financial advisor currently at RIVER WEALTH MANAGEMENT LLC located in Medina, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Plonski | Timothy J Plonski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JK INVESTMENT GROUP, INC. POSITION: Insurance Sales Professional NATURE: I solicit and sell insurance products (disability, life, long term care) under the JK Investment Group name/umbrella INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/24/2012 ADDRESS: 5005 ROCKSIDE ROAD, SUITE 915, INDEPENDENCE OH 44131 DESCRIPTION: I solicit and sell insurance products under the JK Investment Group name/umbrella

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Plonski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 4, 2020 - Present

RIVER WEALTH MANAGEMENT LLC

Office #1: 5054 Paramount Blvd., Medina, OH 44256

RIA

CRD#: 309167

Medina, OH

Past

January 20, 2016 - June 1, 2020

ARBOR POINT ADVISORS

RIA

CRD#: 165127

INDEPENDENCE, OH

Past

July 19, 2012 - June 30, 2016

JK INVESTMENT GROUP, INC.

RIA

CRD#: 156406

INDEPENDENCE, OH

Past

February 6, 2012 - June 1, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

INDEPENDENCE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/4/2020)

IAR

Pennsylvania
(12/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2012

General Securities Representative Examination

Current Firm

RIVER WEALTH MANAGEMENT LLC

CRD#: 309167 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/21/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/4/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5054 Paramount Blvd., Medina, OH 44256

Mailing Address

Phone number

(216) 600-8175

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 83,022,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Plonski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Plonski's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVER WEALTH MANAGEMENT LLC

ARBOR POINT ADVISORS

JK INVESTMENT GROUP, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2012

Current Firm

RIVER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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