Barry K. Betters
CORNERSTONE FINANCIAL PLANNING
Portsmouth, NH 03801
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CRD#: 5941511
Professional summary
Barry Keck Betters, CFP®, who also goes by Barry Keck Betters II, is a registered financial advisor currently at CORNERSTONE FINANCIAL PLANNING, LLC located in Portsmouth, New Hampshire.
Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Barry has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Barry Keck Betters Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NextStep Portfolios, LLC, 57 Bradlee Ave, Swampscott, MA, Investment related, Member of Advisory Board, Nature of Business: Provide investment consulting to RIAs on non-discretionary management, Approximate number of hours devoted to other business: Less than 1 hour, Number of hours devoted to the other business during securities trading hours: less than 1 hour, Duties: Provide Mentorship, networking, helping inform the business of the priorities and sensibilities of financial planners, who are our target clientele- unpaid no duties beyond mentorship.
CRS (Client Relationship Summary) - RIA
Click below to view Barry Keck Betters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
September 16, 2021 - Present
CORNERSTONE FINANCIAL PLANNING, LLC
Office #1: 8 Greenleaf Woods Dr. Suite 202, Portsmouth, NH 03801RIA
CRD#: 129656
Portsmouth, NH
Past
February 28, 2017 - January 28, 2019
PALADIN ADVISORS, LLC
RIA
CRD#: 158478
KENSINGTON, NH
Past
April 5, 2012 - May 4, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PORTLAND, ME
Past
August 26, 2011 - May 3, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
PORTLAND, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORNERSTONE FINANCIAL PLANNING, LLC
CORNERSTONE FINANCIAL PLANNING, LLC | CORNERSTONE FINANCIAL PLNNING, LLC
CRD#: 129656 / SEC#: 801-107703
RIA
Registered Investment Advisory firm - (4/27/2016 Approved)Maine
Registered Investment Advisory firm - (6/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - (6/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(9/16/2021)
IAR
New Hampshire(9/16/2021)
IAR
Texas(9/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CORNERSTONE FINANCIAL PLANNING, LLC
CORNERSTONE FINANCIAL PLANNING, LLC | CORNERSTONE FINANCIAL PLNNING, LLC
CRD#: 129656 / SEC#: 801-107703
RIA
Registered Investment Advisory firm - (4/27/2016 Approved)Maine
Registered Investment Advisory firm - (6/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - (6/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8 Greenleaf Woods Dr. Suite 202, Portsmouth, NH 03801
Mailing Address
Phone number
(603) 431-1133
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 336,027,979 |
Red Flags
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Company Information
CORNERSTONE FINANCIAL PLANNING, LLC
CRD#: 129656Portsmouth, NH 03801TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
