Karen A. Parroco

CANOPUS WEALTH MANAGEMENT

LOUISVILLE, KY 40223-5010

CRD#: 5941491

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Professional summary

Karen Alford Parroco is a registered financial advisor currently at CANOPUS WEALTH MANAGEMENT located in Louisville, Kentucky.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Karen has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Alford Parroco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2017 - Present

CANOPUS WEALTH MANAGEMENT

Office #1: 9900 Corporate Campus Drive Suite 2100, Louisville, KY 40223-5010

RIA

CRD#: 287946

LOUISVILLE, KY

Past

September 23, 2011 - July 24, 2017

STERLING FINANCIAL GROUP, LTD.

RIA

CRD#: 158151

LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CANOPUS WEALTH MANAGEMENT

C WEALTH MANAGEMENT LLC | CANOPUS WEALTH MANAGEMENT LLC | CANOPUS WEALTH MANAGEMENT

CRD#: 287946 / SEC#:

Kentucky

Registered Investment Advisory firm - (5/10/2017 Approved)

North Carolina

Registered Investment Advisory firm - (10/5/2022 Approved)

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Contact information

Main Address

9900 Corporate Campus Drive Suite 2100, Louisville, KY 40223-5010

Mailing Address

Phone number

(502) 882-0820

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 80,304,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karen A. Parroco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Alford Parroco's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANOPUS WEALTH MANAGEMENT

STERLING FINANCIAL GROUP, LTD.

State Registrations and Notice Filings

Exams

Current Firm

CANOPUS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CANOPUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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