CB
Craig S. Black
OPTIVISE ADVISORY SERVICES LLC
Franklin, TN 37067
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CRD#: 5941489
CB
Professional summary
Craig Steven Black is a registered financial advisor currently at OPTIVISE ADVISORY SERVICES LLC located in Franklin, Tennessee.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Craig has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) BLACK DYNASTY, LLC; YES INVESTMENT RELATED; 22295 WISE OWL RD, BROOKSVILLE, FL 34602; HOLDING COMPANY; OWNER; 02/2015; APPROX 16 HRS/MONTH; MANAGING ASSETS. Parent company to Consolidated Financial & Tax and Compass Wealth Group.
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2.) CONSOLIDATED FINANCIAL & TAX; YES INVESTMENT RELATED; 3257 COMMERCIAL WAY, SPRING HILL, FL 34606 ; INSURANCE SALES; OWNER; 10/2015; APPROX 72 HRS/MONTH; INSURANCE SALES AND SERVICES.
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3.) COMPASS WEALTH GROUP; FINANCIAL; YES INVESTMENT RELATED; 3257 COMMERCIAL WAY, SPRING HILL, FL 34606; OWNER; 01/2019; 72 HRS/MONTH; FINANCIAL INVESTMENTS
4.) Black Ops GP; non investment related; commercial ranch/farm, 22295 Wise Owl RD Brooksville, FL 34602, Owner, Stated 05/2017, 5 hrs/month
CRS (Client Relationship Summary) - RIA
Click below to view Craig Steven Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2020 - Present
OPTIVISE ADVISORY SERVICES LLC
Office #1: 109 Holiday Ct Suite A6, Franklin, TN 37067RIA
CRD#: 301764
Franklin, TN
Past
January 30, 2020 - December 31, 2020
OPTIVISE ADVISORY SERVICES LLC
RIA
CRD#: 301764
Spring Hill, FL
Past
July 3, 2019 - January 30, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
SPRING HILL, FL
Past
September 7, 2011 - April 9, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT
CRD#: 301764 / SEC#: 801-115232
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT
CRD#: 301764 / SEC#: 801-115232
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
109 Holiday Ct Suite A6, Franklin, TN 37067
Mailing Address
Phone number
(855) 378-1806
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,761 |
| AUM (Assets Under Management) | $ 267,384,088 |
Red Flags
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