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MH

Malcolm X. Hamilton

Some features on this profile are disabled
CRD#: 5941131
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Malcolm Xavier Hamilton was a registered financial professional .

Malcolm is a previously registered financial professional and started their career in finance in 2012. Malcolm had worked at 2 firms and has passed the Series 63, Series 22TO, SIE and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 28, 2022 - April 8, 2026

TEXAKOMA FINANCIAL, INC.

BD
CRD#: 16910
PLANO, TX
Past

January 9, 2012 - February 4, 2013

BROKERBANK SECURITIES, INC.

BD
CRD#: 130116
MINNETONKA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/9/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 6/28/2022
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/14/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 7/6/2011
Direct Participation Programs Representative Examination

Current Firm

TF
TEXAKOMA FINANCIAL, INC.
TEXAKOMA FINANCIAL, INC.

CRD#: 16910 / SEC#: , 8-34706

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5601 Granite Parkway Suite 800, Plano, TX 75024
Mailing Address
5601 Granite Parkway Suite 800, Plano, TX 75024
Phone number
(972) 701-9106
Established
Texas since 03/06/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KENNEDY, DEAN RICHARDOWNER/PRINCIPAL1268230
BOYD, ROBYN LAURELPRINCIPAL FINANCIAL OFFICER7570200
KEAVENY, JAMIE MICHAELEXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER7137725
LATORRE, STEPHEN JOHNPRESIDENT/DIRECTOR/SECRETARY3009003
MOORE, ASHLEE ELIZABETHPRINCIPAL OPERATIONS OFFICER7907461
MOORE, ASHLEE ELIZABETHCCO7907461

Disclosures

Regulatory Event3
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEXAKOMA FINANCIAL, INC.

CRD#: 16910

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