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RL

Robert M. Lantzy

ARES MANAGEMENT CAPITAL MARKETS LLC
NEW YORK, NY 10167
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CRD#: 5941007
RL

Professional summary


Robert Michael Lantzy, who also goes by Robert M Lantzy, Robert Lantzy, is a registered financial professional currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in New York, New York and ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 99, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert M Lantzy | Robert Lantzy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Michael Lantzy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 17, 2025 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC

Office #1: 245 Park Avenue - 44th Floor, New York, NY 10167
BD
CRD#: 166219
NEW YORK, NY
Current

June 17, 2025 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 245 Park Avenue- 44th Floor, New York, NY 10167
BD
CRD#: 119546
New York, NY
Past

June 10, 2022 - June 17, 2025

BLUE OWL SECURITIES

BD
CRD#: 283250
Short Hills, NJ
Past

March 11, 2019 - May 27, 2022

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEW YORK, NY
Past

March 3, 2016 - March 1, 2019

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

March 3, 2016 - March 1, 2019

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

September 23, 2015 - February 23, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
BROOKLYN, NY
Past

June 2, 2014 - February 23, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/17/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 6/2/2014
Operations Professional Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/25/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1200 17th Street Suite #2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite #2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Colorado since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER
ADAMSON, CHRISTINA CARSONDESIGNATED PRINCIPAL / CO-CEO5372006
GALLIGAN, CASEY DDESIGNATED PRINCIPAL / CO-CEO4022954
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546New York, NY 10167

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