Richard C. Cochran

RAINEY ASSET MANAGEMENT

Shreveport, LA 71115

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CRD#: 5941000

Professional summary

Richard Conrad Cochran is a registered financial advisor currently at RAINEY ASSET MANAGEMENT, INC. located in Shreveport, Louisiana.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COCHRAN MANAGEMENT ORGANIZATION, LTD; INVESTMENT RELATED; BRANDON, MS; INSURANCE MARKETING; OWNER/INSURANCE AGENT; START DATE 04/1992; APPROX 20% OF TIME IS SPENT ON THIS ACTIVITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Conrad Cochran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2011 - Present

RAINEY ASSET MANAGEMENT, INC.

Office #1: 9000 East Kings Hwy, Shreveport, LA 71115

RIA

CRD#: 153420

Shreveport, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(4/3/2012)

IAR

Louisiana
(6/14/2011)

IAR

Mississippi
(3/2/2022)

IAR

Texas
(3/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/2011

Uniform Investment Adviser Law Examination

Current Firm

RAINEY ASSET MANAGEMENT, INC.

CRD#: 153420 / SEC#:

Arkansas

Registered Investment Advisory firm - (4/3/2012 Approved)

Florida

Registered Investment Advisory firm - (8/20/2010 Approved)

Louisiana

Registered Investment Advisory firm - (4/20/2010 Approved)

Mississippi

Registered Investment Advisory firm - (3/2/2022 Approved)

Texas

Registered Investment Advisory firm - (3/21/2012 Approved)

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Contact information

Main Address

9000 East Kings Hwy, Shreveport, LA 71115

Mailing Address

Phone number

(318) 869-3133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard C. Cochran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Conrad Cochran's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINEY ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/2011

Current Firm

RAINEY ASSET MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

RAINEY ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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