Justin A. O'malley

CAPSTONE PARTNERS

Dallas, TX 75021

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CRD#: 5940958

Professional summary

Justin Allen O'malley is a registered financial professional currently at CAPSTONE PARTNERS located in Dallas, Texas.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Allen O'malley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2021 - Present

CAPSTONE PARTNERS

Office #1: 500 N Akard Street Suite 2350, Dallas, TX 75021

CRD#: 132185

Dallas, TX

Past

February 26, 2018 - April 7, 2021

STEPHENS

CRD#: 3496

DALLAS, TX

Past

May 10, 2016 - February 27, 2018

BLACKHILL ADVISORS LP

CRD#: 116423

DALLAS, TX

Past

May 8, 2014 - June 17, 2014

NORTHERN EDGE CAPITAL ADVISORS LLC

CRD#: 151615

FORT WORTH, TX

Past

February 22, 2012 - January 24, 2014

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/13/2021)

Texas
(11/6/2024)

Exams

State Security Law Exam

Series 63

Date: 11/9/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/21/2012

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

CAPSTONE PARTNERS

CAPSTONE CAPITAL MARKETS LLC | CAPSTONE PARTNERS | CAPSTONE HEADWATERS

CRD#: 132185 / SEC#: , 8-66572

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

10 Post Office Square Suite 800n, Boston, MA 02109

Mailing Address

10 Post Office Square Suite 800n, Boston, MA 02109

Phone number

(617) 619-3300

Established

Delaware since 04/08/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CAPSTONE CORPORATE FINANCE LLC	DIRECT OWNER
BEEKMAN, TODD ANDREW	DIRECTOR	6291198
CASPER, MARK VERNON JR.	CHIEF FINANCIAL OFFICER	6682711
DAHLKE, STEPHEN MATTHEW	CHIEF COMPLIANCE OFFICER	2577928
FERRARA, JOHN MARIO II	PRESIDENT	2097226
JANSON, PAUL EDWARD	DIRECTOR	4992234
KLEINMAN, SCOTT DAVID	DIRECTOR	2357636
MILCETICH, MATTHEW LOUIS	EXECUTIVE MANAGING DIRECTOR	6419334
VALDIVIA, SERENA	AML OFFICER	7790899

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin A. O'malley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Allen O'malley's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

BLACKHILL ADVISORS LP

NORTHERN EDGE CAPITAL ADVISORS LLC

NEXBANK SECURITIES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/2012

Series 7TO

Date: 6/19/2019

SIE

Date: 10/1/2018

Series 79

Date: 2/21/2012

FINRA

Current Firm

CAPSTONE PARTNERS

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CAPSTONE PARTNERS

TRUST BUT VERIFY

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