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KW

Kami L. Wilson

FINANCIAL SECURITY MANAGEMENT
Jacksonville, NC 28540
Some features on this profile are disabled
CRD#: 5940729
KW

Professional summary


Kami Lynne Wilson, who also goes by Kami Lynne Pugh, is a registered financial professional currently at FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Jacksonville, North Carolina.

Kami is registered as a RR (Registered Representative) and started their career in finance in 2011. Kami has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kami Lynne Pugh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kami Lynne Wilson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 21, 2016 - Present

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

Office #1: 824 Gum Branch Rd. Suite I, Jacksonville, NC 28540
BD
CRD#: 43000
Jacksonville, NC
Past

July 1, 2011 - October 8, 2015

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
WILMINGTON, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(1/21/2016)
RR
South Carolina
(8/24/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 10/12/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
FINANCIAL GUARDIAN SERVICES, INCORPORATED | FINANCIAL SECURITY MANAGEMENT, INCORPORATED

CRD#: 43000 / SEC#: , 8-50094

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Mailing Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Phone number
(757) 431-1414
Established
Virginia since 01/17/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FINANCIAL SECURITY COMPANIES, LLCOWNER
BLACHURA, GAYLE ELIZABETHPRESIDENT2874363
CORINALDI, REGINALD CURTISVICE PRESIDENT1054108
DEJARNETTE, KRISTY ELEYCOO, PFO, POO, FINOP7632290
JENKS, CHARLES FREDERICK JRVICE PRESIDENT1486892
MEGGINSON, ARCHIE RAY SRSECRETARY1479442
ORLANDO, JOHN THOMASVICE PRESIDENT2692207
SCHWALJE, GLENN SCOTTCHIEF COMPLIANCE OFFICER / AMLCO2441501
WOODALL, RICHARD DUNCANVICE PRESIDENT716996

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL SECURITY MANAGEMENT, INCORPORATED

CRD#: 43000Jacksonville, NC 28540

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