Jacob A. Schmidt
FINANCIAL PLANNING SERVICES
Fort Wayne, IN 46804
Some features on this profile are disabled
CRD#: 5940697
Professional summary
Jacob Aaron Schmidt, CFP®, who also goes by Jacob A Schmidt, is a registered financial advisor currently at FINANCIAL PLANNING SERVICES located in Fort Wayne, Indiana and OSAIC WEALTH, INC. located in Fort Wayne, Indiana.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jacob has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob A Schmidt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JACOB SCHMIDT; POSITION: Insurance Broker; NATURE: Sole Proprietorship; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 40; SECURITIES TRADING HOURS: 40; START DATE: 01/01/2015; ADDRESS: 6920 Pointe Inverness Way Suite 170, Fort Wayne IN 46804; DESCRIPTION: Sell insurance products as implementation of a financial plan. 2) FINANCIAL PLANNING SERVICES POSITION: Financial Advisor NATURE: Sole Propietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 350 SECURITIES TRADING HOURS: 350 START DATE: 01/01/2015 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: - Meet with individuals, households, and small business owners to address their financial advising needs answering questions ranging from risk management, to investment planning, to more comprehensive issues such as education, retirement, and estate planning.- Manage client services by handling account transactions, trading, and asset movement.- Open accounts and submit life insurance applications.- Make recommendations to clients.- Create and recommend comprehensive financial planning solutions.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Aaron Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 19, 2015 - Present
FINANCIAL PLANNING SERVICES
Office #1: 6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804RIA
CRD#: 121034
Fort Wayne, IN
Current
January 8, 2015 - Present
OSAIC WEALTH, INC.
Office #1: 6920 Pointe Inverness Way Suite 170, Fort Wayne, IN 46804RIA
BD
CRD#: 23131
Fort Wayne, IN
Past
May 15, 2013 - January 5, 2015
OSAIC FA, INC.
RIA
CRD#: 3978
DENVER, CO
Past
November 8, 2012 - January 5, 2015
OSAIC FA, INC.
BD
CRD#: 3978
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PLANNING SERVICES
FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON
CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Florida
Registered Investment Advisory firm - (12/16/2002 Terminated)Indiana
Registered Investment Advisory firm - (4/21/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/19/2002 Terminated)Missouri
Registered Investment Advisory firm - (12/3/2002 Terminated)North Carolina
Registered Investment Advisory firm - (12/3/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/25/2024)
RR
Arizona(12/10/2019)
RR
Arkansas(12/10/2019)
RR
California(1/3/2019)
RR
Colorado(1/8/2015)
RR
Connecticut(12/10/2019)
RR
Florida(12/10/2019)
RR
Georgia(8/18/2022)
RR
Idaho(11/19/2020)
RR
Illinois(12/10/2019)
RR
Indiana(1/8/2015)
IAR
Indiana(1/19/2015)
RR
Iowa(8/18/2020)
RR
Kansas(12/10/2019)
RR
Kentucky(7/23/2019)
RR
Maryland(12/10/2019)
RR
Massachusetts(12/10/2019)
RR
Michigan(1/30/2016)
RR
Minnesota(12/10/2019)
RR
Missouri(9/20/2018)
RR
Montana(12/10/2019)
RR
Nebraska(12/10/2019)
RR
Nevada(12/10/2019)
RR
New Mexico(2/22/2021)
RR
North Carolina(7/6/2022)
RR
Ohio(1/8/2015)
RR
Oregon(12/10/2019)
RR
Tennessee(1/8/2024)
RR
Texas(12/10/2019)
IAR
Texas(1/3/2023)
RR
Utah(8/22/2024)
RR
Virginia(12/10/2019)
RR
Wisconsin(8/15/2023)
RR
Wyoming(12/10/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FINANCIAL PLANNING SERVICES
FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON
CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Florida
Registered Investment Advisory firm - (12/16/2002 Terminated)Indiana
Registered Investment Advisory firm - (4/21/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/19/2002 Terminated)Missouri
Registered Investment Advisory firm - (12/3/2002 Terminated)North Carolina
Registered Investment Advisory firm - (12/3/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 469-3218
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 179,182,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
