Jie J. Hayes

SONGBIRD CAPITAL

Princeton, NJ 08542

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CRD#: 5940185

Professional summary

Jie Jiao Hayes, who also goes by Jie Hayes, is a registered financial advisor currently at SONGBIRD CAPITAL, LLC located in Princeton, New Jersey.

Jie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jie Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jie Jiao Hayes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2011 - Present

SONGBIRD CAPITAL, LLC

Office #1: 14 Nassau Street, Princeton, NJ 08542

RIA

CRD#: 158074

Princeton, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/7/2011)

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Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2011

Uniform Investment Adviser Law Examination

Current Firm

SONGBIRD CAPITAL, LLC

SONGBIRD CAPITAL | SONGBIRD CAPITAL, LLC | SONGBIRD CAPITAL LLC | SONGBIRD CAPITAL ADVISOR, LLC | SONGBIRD CAPITAL ADVISOR

CRD#: 158074 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/7/2011 Approved)

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Contact information

Main Address

14 Nassau Street, Princeton, NJ 08542

Mailing Address

Phone number

(609) 924-5300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 57,648,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jie J. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jie Jiao Hayes's CRS (Customer Relationship Summary).

Certified licenses

Experience

SONGBIRD CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2011

Current Firm

SONGBIRD CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SONGBIRD CAPITAL, LLC

TRUST BUT VERIFY

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