Jock D. Payten

NUBIAN SQUARE INVESTMENT ADVISORS

Boston, MA 02446

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CRD#: 5940056

Professional summary

Jock Darian Payten, CFA, who also goes by Jock Payton, Jock Payten, is a registered financial advisor currently at NUBIAN SQUARE INVESTMENT ADVISORS, LLC located in Boston, Massachusetts.

Jock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jock has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jock Payton | Jock Payten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Jock Darian Payten has partnered with Artus Capital, LLC to make private investments as an independent sponsor. Once active, typical investments will include growth equity into established businesses. He spends approximately 10 hours per month dedicated to this outside business activity. 2) Nubian Square Life and Health LLC; investment related: No; Location: 1309 Beacon St Brookline MA 02446 United States; Description of the business: Life Insurance ; Position Title: Agent; Responsibilities Duties: Life Insurance; Start date with business: 2024-01-05; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jock Darian Payten's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 28, 2021 - Present

NUBIAN SQUARE INVESTMENT ADVISORS, LLC

Office #1: 1309 Beacon St. Suite 300, Boston, MA 02446

RIA

CRD#: 315955

Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/28/2021)

IAR

New York
(6/18/2025)

IAR

Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2021

Uniform Investment Adviser Law Examination

Current Firm

NUBIAN SQUARE INVESTMENT ADVISORS, LLC

NUBIAN SQUARE INVESTMENT ADVISORS LLC | NUBIAN SQUARE INVESTMENT ADVISORS, LLC

CRD#: 315955 / SEC#:

Massachusetts

Registered Investment Advisory firm - (10/28/2021 Approved)

Michigan

Registered Investment Advisory firm - (3/4/2025 Approved)

New York

Registered Investment Advisory firm - (6/18/2025 Approved)

Texas

Registered Investment Advisory firm - (11/1/2021 Approved)

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Contact information

Main Address

1309 Beacon St. Suite 300, Brookline, MA 02446

Mailing Address

Phone number

(617) 318-7151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 6,843,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jock D. Payten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jock Darian Payten's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUBIAN SQUARE INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2021

Current Firm

NUBIAN SQUARE INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NUBIAN SQUARE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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