Larry S. Metivier

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CRD#: 5939730

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Scott Metivier was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 2011. Larry had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2016 - December 3, 2017

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

CYPRESS, TX

Past

January 19, 2016 - November 9, 2017

IMS SECURITIES, INC.

CRD#: 35567

CYPRESS, TX

Past

January 21, 2014 - January 19, 2016

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

HOUSTON, TX

Past

January 21, 2014 - January 19, 2016

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

HOUSTON, TX

Past

May 22, 2013 - October 24, 2013

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

May 22, 2013 - October 24, 2013

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

March 22, 2012 - May 16, 2013

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

HOUSTON, TX

Past

August 24, 2011 - May 16, 2013

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2011

General Securities Representative Examination

Current Firm

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

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Contact information

Main Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Mailing Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Phone number

(713) 266-2993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTPARK WEALTH ADVISORS, INC. ADV PART 2A - 2025 FIRM DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 229,314,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry S. Metivier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IMS SECURITIES, INC.

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

Primary Firm SEC Registration

WESTPARK WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2011

SIE

Date: 11/9/2017

Series 7

Date: 8/23/2011

Current Firm

WESTPARK WEALTH ADVISORS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTPARK WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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