Reese L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reese Lamar Brown, who also goes by Reese Brown, was a registered financial professional .
Reese is a previously registered financial professional and started their career in finance in 2011. Reese had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - April 30, 2016
RLBROWN FINANCIAL, INC.
August 15, 2014 - May 2, 2016
LPL FINANCIAL LLC
February 19, 2013 - December 31, 2013
RLBROWN FINANCIAL, INC.
September 13, 2011 - December 31, 2013
LPL FINANCIAL LLC
August 16, 2011 - December 31, 2013
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RLBROWN FINANCIAL, INC.
CRD#: 158315 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
