Walter Flowers
Professional summary
Walter Flowers, who also goes by Walter Flowers, Walter Flowers III, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Walter is registered as a RR (Registered Representative) and started their career in finance in 2011. Walter has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Flowers's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2018 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307March 8, 2017 - December 31, 2017
INVEST FINANCIAL CORPORATION
March 8, 2017 - December 31, 2017
INVEST FINANCIAL CORPORATION
November 27, 2012 - March 16, 2017
ONEAMERICA SECURITIES, INC.
November 26, 2012 - March 16, 2017
ONEAMERICA SECURITIES, INC.
February 29, 2012 - October 12, 2012
MML INVESTORS SERVICES, LLC
February 28, 2012 - October 12, 2012
MML INVESTORS SERVICES, LLC
August 29, 2011 - November 2, 2011
EDWARD JONES
August 1, 2011 - November 2, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2018)
(3/22/2018)
Exams
FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
CHELSEA FINANCIAL SERVICES
CRD#: 47770Staten Island, NY 10307TRUST BUT VERIFY
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