Sylvia T. Talley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvia Thomas Talley, who also goes by Sylvia Louise Thomas, was a registered financial professional .
Sylvia is a previously registered financial professional and started their career in finance in 2011. Sylvia had worked at 1 firm .
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2011 - September 9, 2013
AARON CAPITAL INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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