Joel B. Israel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel B. Israel, CFP®, who also goes by Joel Israel, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2011. Joel had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2017 - April 13, 2017
GW & WADE, LLC
May 15, 2015 - April 13, 2017
GW & WADE ASSET MANAGEMENT COMPANY, LLC
November 24, 2014 - April 15, 2015
MFA ASSET MANAGEMENT, LLC
November 25, 2013 - October 3, 2014
VOYA RETIREMENT ADVISORS, LLC
November 18, 2013 - October 3, 2014
VOYA RETIREMENT ADVISORS, LLC
September 6, 2012 - November 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2012 - November 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2012 - August 15, 2012
MARINER
January 18, 2012 - August 15, 2012
NEW ENGLAND SECURITIES
September 23, 2011 - August 15, 2012
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GW & WADE, LLC
CRD#: 105394 / SEC#: 801-27292
Contact information
Regulatory assets under management
| Total Number of Accounts | 11,861 |
| AUM (Assets Under Management) | $ 8,902,726,024 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/09/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
