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DA

Dogukan Aksoy

UNITED FIRST PARTNERS
New York, NY 10019
Some features on this profile are disabled
CRD#: 5938198
DA

Professional summary

Dogukan Aksoy is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.

Dogukan is registered as a RR (Registered Representative) and started their career in finance in 2012. Dogukan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dogukan Aksoy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2020 - Present

UNITED FIRST PARTNERS LLC

Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019
BD
CRD#: 155456
New York, NY
Past

October 25, 2018 - January 7, 2020

BAY CREST PARTNERS, LLC

BD
CRD#: 39944
NEW YORK, NY
Past

June 8, 2015 - June 15, 2018

BTIG, LLC

BD
CRD#: 122225
NEW YORK, NY
Past

January 11, 2012 - June 4, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/16/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/24/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/15/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

UF
UNITED FIRST PARTNERS LLC
UNITED FIRST PARTNERS LLC

CRD#: 155456 / SEC#: , 8-68718

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
3 Columbus Circle Suite 1730, New York, NY 10019
Mailing Address
3 Columbus Circle Suite 1730, New York, NY 10019
Phone number
(917) 836-8841
Established
New York since 08/31/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HADJEDJ, MICHAEL SIMONPRESIDENT, ELECTED MANAGER5854635
MARDEL, STEPHANE CHARLESCO-PRESIDENT5854634
DICKERSON, ELIZABETH ANNECHIEF COMPLIANCE OFFICER1917497
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
SINELNIKOV, PETER SERGEYPRINCIPAL FINANCIAL OFFICER6493208
UNITED FIRST PARTNERS HOLDINGS, LLCSOLE MEMBER

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNITED FIRST PARTNERS LLC

CRD#: 155456New York, NY 10019

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