Malcolm C. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Copeland Parker, who also goes by Mac Parker, was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 2014. Malcolm had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2017 - February 7, 2025
HMC INVESTMENTS, LLC
July 7, 2015 - April 6, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 7, 2015 - April 6, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 19, 2015 - July 7, 2015
INTL ADVISORY CONSULTANTS INC.
November 13, 2014 - July 7, 2015
STERNE, AGEE & LEACH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HMC INVESTMENTS, LLC
CRD#: 40581 / SEC#: , 8-49140
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
