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PP

Peter M. Purcell

CASCADIA CAPITAL
SEATTLE, WA 98104
Some features on this profile are disabled
CRD#: 5938002
PP

Professional summary

Peter Michael Purcell, who also goes by Pete Purcell, Peter Purcell, is a registered financial professional currently at CASCADIA CAPITAL, LLC located in Seattle, Washington.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2011. Peter has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pete Purcell | Peter Purcell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Michael Purcell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2025 - Present

CASCADIA CAPITAL, LLC

Office #1: 920 5th Avenue Suite 1500, Seattle, WA 98104
BD
CRD#: 101020
SEATTLE, WA
Past

May 16, 2024 - October 20, 2025

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
LOS ANGELES, CA
Past

August 25, 2022 - March 12, 2025

TRIAGO

BD
CRD#: 143529
San Diego, CA
Past

March 29, 2018 - July 18, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
SAN DIEGO, CA
Past

July 13, 2016 - March 29, 2018

EATON PARTNERS, LLC

BD
CRD#: 31170
SAN DIEGO, CA
Past

November 1, 2013 - December 26, 2013

AMERITECH ADVISORS

BD
CRD#: 151597
NEW YORK, NY
Past

September 22, 2011 - September 30, 2013

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/13/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 9/21/2011
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/8/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CASCADIA CAPITAL, LLC
CASCADIA CAPITAL SECURITIES INC. | CASCADIA CAPITAL, LLC | CASCADIA CAPITAL SECURITIES, LLC

CRD#: 101020 / SEC#: , 8-52064

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
920 5th Avenue Suite 1500, Seattle, WA 98104
Mailing Address
920 5th Avenue Suite 1500, Seattle, WA 98104
Phone number
(206) 436-2500
Established
Washington since 12/04/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CASCADIA CAPITAL HOLDINGS, L.L.C.SOLE MEMBER
BUTLER, MICHAEL JOSEPHCEO, DIR1607507
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
RHEE, LISA HAMMONDCONTROLLER, FINOP3251733

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASCADIA CAPITAL, LLC

CRD#: 101020Seattle, WA 98104

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