Dale C. Raimann

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CRD#: 5937975

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dale Christopher Raimann was a registered financial professional .

Dale is a previously registered financial professional and started their career in finance in 2013. Dale had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 26, 2025 - May 6, 2026

BUTTONWOOD FINANCIAL GROUP, LLC

RIA

CRD#: 151164

KANSAS CITY, MO

Past

March 7, 2022 - December 13, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Tampa, FL

Past

January 26, 2022 - December 13, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Tampa, FL

Past

September 27, 2013 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

TAMPA, FL

Past

September 24, 2013 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Tampa, FL

Past

August 6, 2013 - May 19, 2024

TD AMERITRADE, INC.

CRD#: 7870

Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA

Registered Investment Advisory firm - (8/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2013

General Securities Representative Examination

Current Firm

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA

Registered Investment Advisory firm - (8/24/2009 Approved)

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Contact information

Main Address

3013 Main Street, Kansas City, MO 64108-3323

Mailing Address

Phone number

(816) 285-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED APRIL 30, 2025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,076
AUM (Assets Under Management)	$ 696,762,721

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
06/20/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dale C. Raimann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BUTTONWOOD FINANCIAL GROUP, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

BUTTONWOOD FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2013

Current Firm

BUTTONWOOD FINANCIAL GROUP, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUTTONWOOD FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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