SS
Spiros G. Stefanatos
MILLENNIAL ADVISERS, LLC.
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 5937953
SS
Spiros Gerasimos StefanatosMILLENNIAL ADVISERS, LLC.
Professional summary
Spiros Gerasimos Stefanatos, who also goes by Spirithon Gerasimos Stefanatos, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in New York, New York and ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York.
Spiros is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Spiros has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Spirithon Gerasimos Stefanatos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Spiros Gerasimos Stefanatos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2026 - Present
MILLENNIAL ADVISERS, LLC.
Office #1: Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281RIA
CRD#: 170847
NEW YORK, NY
Current
May 12, 2020 - Present
ALLIED MILLENNIAL PARTNERS, LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281BD
CRD#: 16569
NEW YORK, NY
Past
October 1, 2014 - April 22, 2020
ALLIED MILLENNIAL PARTNERS, LLC
BD
CRD#: 16569
NEW YORK, NY
Past
April 24, 2014 - October 6, 2014
REALTA EQUITIES, INC.
BD
CRD#: 23769
New York, NY
Past
August 26, 2013 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
BD
CRD#: 145767
HOBOKEN, NJ
Past
April 16, 2013 - August 8, 2013
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
ISELIN, NJ
Past
February 22, 2012 - April 3, 2013
HFP CAPITAL MARKETS LLC
BD
CRD#: 44351
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2022)
RR
Alaska(5/12/2020)
RR
Arizona(5/12/2020)
RR
Arkansas(5/12/2020)
RR
California(5/12/2020)
RR
Colorado(5/12/2020)
RR
Connecticut(5/12/2020)
IAR
Connecticut(4/7/2026)
RR
Delaware(5/12/2020)
RR
District of Columbia(1/19/2022)
RR
Florida(5/12/2020)
RR
Georgia(5/12/2020)
RR
Hawaii(5/12/2020)
RR
Idaho(5/12/2020)
RR
Illinois(5/12/2020)
RR
Indiana(5/12/2020)
RR
Iowa(5/12/2020)
RR
Kansas(1/19/2022)
RR
Kentucky(1/18/2022)
RR
Louisiana(5/12/2020)
RR
Maine(5/12/2020)
RR
Maryland(5/12/2020)
RR
Massachusetts(5/12/2020)
RR
Michigan(5/12/2020)
RR
Minnesota(5/12/2020)
RR
Mississippi(1/19/2022)
RR
Missouri(5/12/2020)
RR
Montana(1/18/2022)
RR
Nebraska(5/12/2020)
RR
Nevada(1/19/2022)
RR
New Hampshire(5/12/2020)
RR
New Jersey(5/12/2020)
RR
New Mexico(5/12/2020)
RR
New York(5/12/2020)
IAR
New York(4/7/2026)
RR
North Carolina(5/12/2020)
RR
North Dakota(5/12/2020)
RR
Ohio(5/12/2020)
RR
Oklahoma(5/12/2020)
RR
Oregon(5/12/2020)
RR
Pennsylvania(5/12/2020)
RR
Rhode Island(1/19/2022)
RR
South Carolina(5/12/2020)
RR
South Dakota(5/12/2020)
RR
Tennessee(1/31/2023)
RR
Texas(5/12/2020)
RR
Utah(1/18/2022)
RR
Vermont(1/19/2022)
RR
Virginia(5/12/2020)
RR
Washington(5/12/2020)
RR
West Virginia(1/19/2022)
RR
Wisconsin(5/12/2020)
RR
Wyoming(1/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)Loading...
Contact information
Main Address
Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281
Mailing Address
Phone number
(646) 532-2400
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
