SS
Spiros G. Stefanatos
ALLIED MILLENNIAL PARTNERS
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 5937953
SS
Professional summary
Spiros Gerasimos Stefanatos, who also goes by Spirithon Gerasimos Stefanatos, is a registered financial professional currently at ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York.
Spiros is registered as a RR (Registered Representative) and started their career in finance in 2012. Spiros has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Spirithon Gerasimos Stefanatos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Spiros Gerasimos Stefanatos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2020 - Present
ALLIED MILLENNIAL PARTNERS, LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281BD
CRD#: 16569
NEW YORK, NY
Past
October 1, 2014 - April 22, 2020
ALLIED MILLENNIAL PARTNERS, LLC
BD
CRD#: 16569
NEW YORK, NY
Past
April 24, 2014 - October 6, 2014
REALTA EQUITIES, INC.
BD
CRD#: 23769
New York, NY
Past
August 26, 2013 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
BD
CRD#: 145767
HOBOKEN, NJ
Past
April 16, 2013 - August 8, 2013
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
ISELIN, NJ
Past
February 22, 2012 - April 3, 2013
HFP CAPITAL MARKETS LLC
BD
CRD#: 44351
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2022)
RR
Alaska(5/12/2020)
RR
Arizona(5/12/2020)
RR
Arkansas(5/12/2020)
RR
California(5/12/2020)
RR
Colorado(5/12/2020)
RR
Connecticut(5/12/2020)
RR
Delaware(5/12/2020)
RR
District of Columbia(1/19/2022)
RR
Florida(5/12/2020)
RR
Georgia(5/12/2020)
RR
Hawaii(5/12/2020)
RR
Idaho(5/12/2020)
RR
Illinois(5/12/2020)
RR
Indiana(5/12/2020)
RR
Iowa(5/12/2020)
RR
Kansas(1/19/2022)
RR
Kentucky(1/18/2022)
RR
Louisiana(5/12/2020)
RR
Maine(5/12/2020)
RR
Maryland(5/12/2020)
RR
Massachusetts(5/12/2020)
RR
Michigan(5/12/2020)
RR
Minnesota(5/12/2020)
RR
Mississippi(1/19/2022)
RR
Missouri(5/12/2020)
RR
Montana(1/18/2022)
RR
Nebraska(5/12/2020)
RR
Nevada(1/19/2022)
RR
New Hampshire(5/12/2020)
RR
New Jersey(5/12/2020)
RR
New Mexico(5/12/2020)
RR
New York(5/12/2020)
RR
North Carolina(5/12/2020)
RR
North Dakota(5/12/2020)
RR
Ohio(5/12/2020)
RR
Oklahoma(5/12/2020)
RR
Oregon(5/12/2020)
RR
Pennsylvania(5/12/2020)
RR
Rhode Island(1/19/2022)
RR
South Carolina(5/12/2020)
RR
South Dakota(5/12/2020)
RR
Tennessee(1/31/2023)
RR
Texas(5/12/2020)
RR
Utah(1/18/2022)
RR
Vermont(1/19/2022)
RR
Virginia(5/12/2020)
RR
Washington(5/12/2020)
RR
West Virginia(1/19/2022)
RR
Wisconsin(5/12/2020)
RR
Wyoming(1/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AM
ALLIED MILLENNIAL PARTNERS, LLC
ALLIED MILLENNIAL PARTNERS, LLC | LANGDON, SHAW & BREWER SECURITIES, INC. | LANGDON SHAW SECURITIES, INC. | LANGDON & SHAW SECURITIES, INC. | INDIANA SECURITIES, INC. | EJ STERLING STRATEGIC WEALTH MANAGEMENT | EJ STERLING INC | E.J. STERLING, LLC
CRD#: 16569 / SEC#: , 8-34176
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
Mailing Address
Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
Phone number
(646) 532-2400
Established
New York since 09/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
