Sean T. Hopkins
Professional summary
Sean Thomas Hopkins, who also goes by Sean Thomas Hopkins, Sean Hopkins, is a registered financial advisor currently at BIG ROCK ADVISORS LLC located in Sag Harbor, New York.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Sean has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Thomas Hopkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2024 - Present
BIG ROCK ADVISORS LLC
Office #1: 35 Main Street, Sag Harbor, NY 11963August 6, 2020 - March 27, 2024
TRADEWEB LLC
April 24, 2014 - March 27, 2024
TRADEWEB DIRECT LLC
September 25, 2013 - June 12, 2014
TRADEWEB LLC
July 25, 2011 - September 23, 2013
VAN ECK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2024)
(12/19/2024)
Exams
Current Firm
BIG ROCK ADVISORS LLC
CRD#: 330067 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 8,140,000 |
Red Flags
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