VD
Valerie F. Doyle
CITIZENS SECURITIES
Owosso, MI 48867
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CRD#: 5937637
VD
Professional summary
Valerie Faye Doyle, CFP®, who also goes by Valerie Faye Borgard, Valerie F Doyle, Valerie Faye Fisher, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Owosso, Michigan.
Valerie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Valerie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Valerie Faye Borgard | Valerie F Doyle | Valerie Faye Fisher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Borgard Family Tre, LLC - member; rent and manage farm land in Nunda, South Dakota; 1 hour/month; Start date: 03/24/2014.
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Faye Doyle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Valerie Faye Doyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 24, 2020 - Present
CITIZENS SECURITIES, INC.
Office #1: 910 East Main St., Ste. C Mailstop: Mib808, Owosso, MI 48867Office #2: 100 West Broad St. Mailstop: Mib809, Chesaning, MI 48616Office #3: 28999 West 5 Mile Rd. East Livonia / Ms: Mib856, Livonia, MI 48154Office #4: 22385 Pontiac Trail Mailstop: Mib758, South Lyon, MI 48178Office #5: 790 Penniman Mailstop: Mib772, Plymouth, MI 48170RIA
BD
CRD#: 39550
Owosso, MI
Current
November 5, 2020 - Present
CITIZENS SECURITIES, INC.
Office #1: 910 East Main St., Ste. C Mailstop: Mib808, Owosso, MI 48867Office #2: 100 West Broad St. Mailstop: Mib809, Chesaning, MI 48616Office #3: 28999 West 5 Mile Rd. East Livonia / Ms: Mib856, Livonia, MI 48154Office #4: 22385 Pontiac Trail Mailstop: Mib758, South Lyon, MI 48178Office #5: 790 Penniman Mailstop: Mib772, Plymouth, MI 48170RIA
BD
CRD#: 39550
Owosso, MI
Past
April 23, 2020 - November 9, 2020
ICAPITAL MARKETS LLC
BD
CRD#: 118219
NEW YORK, NY
Past
January 13, 2018 - February 16, 2020
NAVIAN CAPITAL SECURITIES LLC
BD
CRD#: 145037
CINCINNATI, OH
Past
October 30, 2014 - June 7, 2017
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
GOLDEN VALLEY, MN
Past
September 17, 2012 - October 14, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
OAKDALE, MN
Past
July 19, 2011 - May 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/5/2020)
IAR
Florida(11/25/2020)
RR
Michigan(11/5/2020)
IAR
Michigan(11/24/2020)
RR
New York(7/13/2023)
IAR
New York(7/13/2023)
RR
North Carolina(11/2/2021)
IAR
North Carolina(11/2/2021)
RR
Texas(7/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Owosso, MI 48867TRUST BUT VERIFY
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