Stephen D. Cush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Douglas Cush was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1970. Stephen had worked at 12 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - October 2, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 20, 2003 - December 13, 2004
RETIREMENT SOLUTIONS, INC.
May 29, 1996 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 23, 1996 - October 2, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 30, 1993 - December 11, 1996
INVESTORS FINANCIAL SERVICES, INC.
April 28, 1992 - December 9, 1993
JOHN HANCOCK DISTRIBUTORS LLC
January 15, 1992 - December 8, 1993
PACIFIC HARBOR SECURITIES, INC.
May 15, 1990 - January 20, 1992
THE O.N. EQUITY SALES COMPANY
January 18, 1983 - June 13, 1990
TITAN/VALUE EQUITIES GROUP, INC.
August 10, 1979 - January 25, 1983
AMERICAN PACIFIC SECURITIES CORPORATION
June 5, 1978 - June 17, 1981
CONFERENCE CONCEPTS, INC.
March 31, 1975 - June 12, 1978
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 14, 1970 - January 11, 1974
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1970
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
