Tong Zhan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tong Zhan was a registered financial professional .
Tong is a previously registered financial professional and started their career in finance in 2013. Tong had worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2018 - March 24, 2021
TORUS CAPITAL MANAGEMENT, LLC
August 27, 2013 - September 12, 2014
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
TORUS CAPITAL MANAGEMENT, LLC
CRD#: 291374 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 8,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
