Joseph P. Mcdowell
Professional summary
Joseph Patrick Mcdowell, who also goes by Patrick Mcdowell, is a registered financial advisor currently at INTEGRITY ALLIANCE, LLC. located in Memphis, Tennessee.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Mcdowell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Patrick Mcdowell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2025 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 6055 Primacy Pkwy Ste 160, Memphis, TN 38119November 3, 2025 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 6055 Primacy Pkwy Ste 160, Memphis, TN 38119July 31, 2018 - November 3, 2025
LION STREET ADVISORS, LLC
July 27, 2018 - November 3, 2025
LION STREET FINANCIAL, LLC
February 7, 2012 - July 31, 2018
FSC SECURITIES CORPORATION
January 12, 2012 - June 14, 2012
PRIVATE CLIENT LLC
November 16, 2011 - July 31, 2018
FSC SECURITIES CORPORATION
June 27, 2011 - November 15, 2011
SECURITIES SERVICE NETWORK, LLC
Primary Firm SEC Registration
INTEGRITY ALLIANCE, LLC.
CRD#: 139627 / SEC#: 801-69742, 8-67239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
(11/5/2025)
(11/3/2025)
(11/3/2025)
(11/3/2025)
(11/3/2025)
Exams
FINRA
Current Firm
INTEGRITY ALLIANCE, LLC.
CRD#: 139627 / SEC#: 801-69742, 8-67239
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 14,148 |
| AUM (Assets Under Management) | $ 2,409,759,253 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTEGRITY ALLIANCE, LLC.
CRD#: 139627Memphis, TN 38119TRUST BUT VERIFY
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