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JM

Joseph P. Mcdowell

INTEGRITY ALLIANCE.
Memphis, TN 38119
Some features on this profile are disabled
CRD#: 5936511
JM

Professional summary


Joseph Patrick Mcdowell, who also goes by Patrick Mcdowell, is a registered financial advisor currently at INTEGRITY ALLIANCE, LLC. located in Memphis, Tennessee.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Patrick Mcdowell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CBR REAL ESTATE ANALYSIS - OWNER AND CONSULTANT FOR OWNERS AND BUYERS OF INVESTMENT REAL ESTATE, SUCH AS APARTMENT COMMUNITIES, NON-INVESTMENT BUSINESS, 1-3% OF TIME SPENT ON THIS ACTIVITY. 2.INSURANCE SALES-THROUGH RADIAN PARTNERS, LLC 6060 POPLAR AVENUE MEMPHIS, TN 38119, 901-202-3909 AND FAX 901-202-3975. EMAIL USED IS PATRICK.MCDOWELL@RADIANPARTNERS.NET AND WEBSITE IS WWW.RADIANPARTNERS.NET. TO ASSIST CLIENTS WITH ALL THEIR FINANCIAL NEEDS IN ADDITION TO BROKERAGE TYPE SERVICES. 3.TEACHING FINANCIAL EDUCATION CLASSESS - -THROUGH RADIAN PARTNERS, LLC 6060 POPLAR AVENUE MEMPHIS, TN 38119, 901-202-3909 AND FAX 901-202-3975. EMAIL USED IS PATRICK.MCDOWELL@RADIANPARTNERS.NET AND WEBSITE IS WWW.RADIANPARTNERS.NET. TO ASSIST CLIENTS WITH ALL THEIR FINANCIAL NEEDS IN ADDITION TO BROKERAGE TYPE SERVICES. CLASSES USE INVITES APPROVED BY FSC AND USE TEXT MATERIAL APPROVED BY FSC. 4.FINANCIAL EDUCATION AND RETIREMENT POSITION: Owner NATURE: Financial education INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2014 ADDRESS: 6055 Primacy Parkway #160, Memphis TN 38120, United States DESCRIPTION: Instructor 5.POPLAR RIDGE FARMS HOMEOWNERS ASSOCIATION POSITION: Board Member NATURE: Homeowners association for my neighborhood INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2018 ADDRESS: 6799 Neshoba Rd, Memphis TN 38120, United States DESCRIPTION: President of the Board of Directors 6. SHELBY COUNTY DRUG COURT FOUNDATION POSITION: Board Member NATURE: Raise funds to help people arrested and before the drug court to offer alternative solutions from jail such as rehab, halfway house, counseling, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2003 ADDRESS: 201 Poplar Ave, Memphis TN 38103, United States DESCRIPTION: Member of the Board of Directors. 7. CRIMESTOPPERS OF MEMPHIS AND SHELBY COUNTY, INC. POSITION: Board Member NATURE: Not for profit to pay awards for tips on criminals INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2023 ADDRESS: 600 Jefferson, Ste 451, Memphis TN 38103, United States DESCRIPTION: Board Member voting on business operations and marketing, fundraising 8.RADIAN PARTNERS LLC POSITION: Employee NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2011 ADDRESS: 6055 Primacy Parkway #160, Memphis TN 38119, United States DESCRIPTION: Assist client with financial needs; Teaching financial education classes

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Joseph Patrick Mcdowell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Joseph Patrick Mcdowell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 6055 Primacy Pkwy Ste 160, Memphis, TN 38119
RIA
BD
CRD#: 139627
Memphis, TN
Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 6055 Primacy Pkwy Ste 160, Memphis, TN 38119
RIA
BD
CRD#: 139627
Memphis, TN
Past

July 31, 2018 - November 3, 2025

LION STREET ADVISORS, LLC

RIA
CRD#: 167610
Memphis, TN
Past

July 27, 2018 - November 3, 2025

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Memphis, TN
Past

February 7, 2012 - July 31, 2018

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
MEMPHIS, TN
Past

January 12, 2012 - June 14, 2012

PRIVATE CLIENT LLC

RIA
CRD#: 145678
MEMPHIS, TN
Past

November 16, 2011 - July 31, 2018

FSC SECURITIES CORPORATION

BD
CRD#: 7461
MEMPHIS, TN
Past

June 27, 2011 - November 15, 2011

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
MEMPHIS, TN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INTEGRITY ALLIANCE, LLC.
18TH STREET FINANCIAL | WMBURT ADVISORS | WEALTHADVISORS GROUP | WEALTH PLANNING CONSULTANTS | WEALTH FORMAT SYSTEM | WEALTH CENTERS OF AMERICA | WALLACH FINANCIAL | TRIO WEALTH ADVISORY | TRANDAI FINANCIAL SOLUTIONS | TR FINANCIAL GROUP | THE LIMPERT GROUP | THE FINANCIAL ARCHITECTS | SWANSON FINANCIAL | SUMNER FINANCIAL SOLUTIONS, LLC | STEWART WEALTH ADVISORS | SOLOMON WEALTH SOLUTIONS, LLC | SHONSEY WEALTH MANAGEMENT | SECURE RETIREMENT SOLUTIONS, LLC. | ROAD TO RETIREMENT, INC | RICHARD OLSON FINANCIAL GROUP | RETIREMENT SOLUTIONS OF IOWA LLC | RETIREMENT RESOURCES USA, INC | RETIREMENT PLANNING ADVISORS | RETIREMENT DESIGNERS FINANCIAL GROUP, LLC | RETIREBYDESIGN | REIDY FINANCIAL | PREMIER INVESTMENT ADVISORS GROUP | PMN FINANCIAL ASSOCIATES | PLANNINGKAMP | PERSPECTIVE WEALTH PLANNING | PEARCE FINANCIAL SERVICES | PALOMA FINANCIAL SERVICES | OZARK FINANCIAL SERVICES OF NWA, INC. | OLIVE TREE WEALTH MANAGEMENT | NATIONAL INVESTORS INC. | MONEY ADVISORS GROUP, INC. | MJ FINANCIAL SERVICES | MICHAEL J LUCIA & ASSOCIATES | MEDLOCK WEALTH MANAGEMENT | MCCANN ASSET MANAGEMENT | MARTINI FINANCIAL SERVICES | M2 (SQUARED) WEALTH MANAGEMENT | LONE WOLF FINANCIAL | LISLE FINANCIAL GROUP | LIGHTHOUSE AGENCY INC | LIFE INCOME MANAGEMENT | LEGEND WEALTH MANAGEMENT | LAMB FINANCIAL SERVICES | L LOVIE WEALTH MANAGEMENT | KRATZER ADVISORY GROUP LLC | KLYN FINANCIAL | KANAVY FINANCIAL GROUP, LLC | JONES FINANCIAL SOLUTIONS | JML FINANCIAL GROUP | JETT WEALTH MANAGEMENT | JDJ FINANCIAL GROUP | J.C. WARRICK & COMPANY | ISLAND WEALTH ADVISORS, LLC | INVESTMENT RESOURCES OF AMERICA | INTELLECTUAL BUSINESS SOLUTIONS, LLC | INTEGRITY WEALTH | INTEGRITY ALLIANCE, LLC. | INTEGRITY ALLIANCE, LLC | HR WEALTH MANAGEMENT | HOWARD AND HOWARD, LLC. | HOOSIER ADVISOR AND ASSOCIATES | HEARTLAND RETIREMENT GROUP WEALTH MANAGEMENT | GREMLER WEALTH MANAGEMENT | GREAT RIVER INVESTMENT SERVICES, LLC. | GARDNER BROWN ASSOCIATES, INC | FUNDAMENTAL VALUE ANALYTICS | FREEDOM WEALTH GROUP | FREDERICKS WEALTH MANAGEMENT | FREDERICK W. STANSBERRY SOLUTIONS | FORESIGHT FINANCIAL GROUP | FIORE TAX AND WEALTH MANAGEMENT | FINANCIAL INTEGRITY GROUP | FINANCIAL & ESTATE PLANNING SERVICES | ESCOBAR FINANCIAL SERVICES | EGHRARI WEALTH | E.R. INIGUEZ FINANCIAL GROUP | DANNY HORN FINANCIAL | CREUTZER FINANCIAL GROUP | COVERAGE SOLUTIONS | CONSOLIDATED FINANCIAL MANAGEMENT & TAX SERVICE | CG FINANCIAL GROUP | CARRICK FINANCIAL GROUP | CAPITAL PROTECT GROUP | CAPITAL GROUP, INC | BRYTON FINANCIAL | BRUNO FINANCIAL SERVICES | BROWN FINANCIAL SERVICES | BROKERS INTERNATIONAL MOUNTAIN STATES | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC | BROKERS FINANCIAL | BROCK FINANCIAL SERVICES | BRANDT FINANCIAL SERVICES, INC. | BI FINANCIAL SERVICES | BELL FINANCIAL | B.I. FINANCIAL AND INSURANCE SERVICES, LLC | ARREOLA FINANCIAL | AMERICAN ACADEMY WEALTH | AFFLUENT WEALTH MANAGEMENT | AARON M SMITH FINANCIAL GROUP | 22ND STATE WEALTH MANAGEMENT

CRD#: 139627 / SEC#: 801-69742, 8-67239

RIA
Registered Investment Advisory firm - SEC (11/14/2008 Approved)
Arizona
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
California
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2008 Terminated)
Delaware
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Florida
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Georgia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Idaho
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Illinois
Registered Investment Advisory firm - SEC (11/14/2008 Terminated)
Indiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Iowa
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Kansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/15/2008 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (11/24/2008 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Missouri
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Montana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/25/2008 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Ohio
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (12/23/2008 Terminated)
Oregon
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Virgin Islands
Registered Investment Advisory firm - SEC (7/17/2012 Terminated)
Virginia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Washington
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/3/2025)
RR
Florida
(11/5/2025)
RR
Georgia
(11/3/2025)
RR
Mississippi
(11/3/2025)
RR
Tennessee
(11/3/2025)
IAR
Tennessee
(11/3/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IA
INTEGRITY ALLIANCE, LLC.
18TH STREET FINANCIAL | WMBURT ADVISORS | WEALTHADVISORS GROUP | WEALTH PLANNING CONSULTANTS | WEALTH FORMAT SYSTEM | WEALTH CENTERS OF AMERICA | WALLACH FINANCIAL | TRIO WEALTH ADVISORY | TRANDAI FINANCIAL SOLUTIONS | TR FINANCIAL GROUP | THE LIMPERT GROUP | THE FINANCIAL ARCHITECTS | SWANSON FINANCIAL | SUMNER FINANCIAL SOLUTIONS, LLC | STEWART WEALTH ADVISORS | SOLOMON WEALTH SOLUTIONS, LLC | SHONSEY WEALTH MANAGEMENT | SECURE RETIREMENT SOLUTIONS, LLC. | ROAD TO RETIREMENT, INC | RICHARD OLSON FINANCIAL GROUP | RETIREMENT SOLUTIONS OF IOWA LLC | RETIREMENT RESOURCES USA, INC | RETIREMENT PLANNING ADVISORS | RETIREMENT DESIGNERS FINANCIAL GROUP, LLC | RETIREBYDESIGN | REIDY FINANCIAL | PREMIER INVESTMENT ADVISORS GROUP | PMN FINANCIAL ASSOCIATES | PLANNINGKAMP | PERSPECTIVE WEALTH PLANNING | PEARCE FINANCIAL SERVICES | PALOMA FINANCIAL SERVICES | OZARK FINANCIAL SERVICES OF NWA, INC. | OLIVE TREE WEALTH MANAGEMENT | NATIONAL INVESTORS INC. | MONEY ADVISORS GROUP, INC. | MJ FINANCIAL SERVICES | MICHAEL J LUCIA & ASSOCIATES | MEDLOCK WEALTH MANAGEMENT | MCCANN ASSET MANAGEMENT | MARTINI FINANCIAL SERVICES | M2 (SQUARED) WEALTH MANAGEMENT | LONE WOLF FINANCIAL | LISLE FINANCIAL GROUP | LIGHTHOUSE AGENCY INC | LIFE INCOME MANAGEMENT | LEGEND WEALTH MANAGEMENT | LAMB FINANCIAL SERVICES | L LOVIE WEALTH MANAGEMENT | KRATZER ADVISORY GROUP LLC | KLYN FINANCIAL | KANAVY FINANCIAL GROUP, LLC | JONES FINANCIAL SOLUTIONS | JML FINANCIAL GROUP | JETT WEALTH MANAGEMENT | JDJ FINANCIAL GROUP | J.C. WARRICK & COMPANY | ISLAND WEALTH ADVISORS, LLC | INVESTMENT RESOURCES OF AMERICA | INTELLECTUAL BUSINESS SOLUTIONS, LLC | INTEGRITY WEALTH | INTEGRITY ALLIANCE, LLC. | INTEGRITY ALLIANCE, LLC | HR WEALTH MANAGEMENT | HOWARD AND HOWARD, LLC. | HOOSIER ADVISOR AND ASSOCIATES | HEARTLAND RETIREMENT GROUP WEALTH MANAGEMENT | GREMLER WEALTH MANAGEMENT | GREAT RIVER INVESTMENT SERVICES, LLC. | GARDNER BROWN ASSOCIATES, INC | FUNDAMENTAL VALUE ANALYTICS | FREEDOM WEALTH GROUP | FREDERICKS WEALTH MANAGEMENT | FREDERICK W. STANSBERRY SOLUTIONS | FORESIGHT FINANCIAL GROUP | FIORE TAX AND WEALTH MANAGEMENT | FINANCIAL INTEGRITY GROUP | FINANCIAL & ESTATE PLANNING SERVICES | ESCOBAR FINANCIAL SERVICES | EGHRARI WEALTH | E.R. INIGUEZ FINANCIAL GROUP | DANNY HORN FINANCIAL | CREUTZER FINANCIAL GROUP | COVERAGE SOLUTIONS | CONSOLIDATED FINANCIAL MANAGEMENT & TAX SERVICE | CG FINANCIAL GROUP | CARRICK FINANCIAL GROUP | CAPITAL PROTECT GROUP | CAPITAL GROUP, INC | BRYTON FINANCIAL | BRUNO FINANCIAL SERVICES | BROWN FINANCIAL SERVICES | BROKERS INTERNATIONAL MOUNTAIN STATES | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. | BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC | BROKERS FINANCIAL | BROCK FINANCIAL SERVICES | BRANDT FINANCIAL SERVICES, INC. | BI FINANCIAL SERVICES | BELL FINANCIAL | B.I. FINANCIAL AND INSURANCE SERVICES, LLC | ARREOLA FINANCIAL | AMERICAN ACADEMY WEALTH | AFFLUENT WEALTH MANAGEMENT | AARON M SMITH FINANCIAL GROUP | 22ND STATE WEALTH MANAGEMENT

CRD#: 139627 / SEC#: 801-69742, 8-67239

RIA
Registered Investment Advisory firm - SEC (11/14/2008 Approved)
Arizona
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
California
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2008 Terminated)
Delaware
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Florida
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Georgia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Idaho
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Illinois
Registered Investment Advisory firm - SEC (11/14/2008 Terminated)
Indiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Iowa
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Kansas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/15/2008 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (11/24/2008 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Missouri
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Montana
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/25/2008 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Ohio
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (12/23/2008 Terminated)
Oregon
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (11/21/2008 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (11/19/2008 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
South Dakota
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Virgin Islands
Registered Investment Advisory firm - SEC (7/17/2012 Terminated)
Virginia
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
Washington
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (11/18/2008 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/17/2008 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4135 Nw Urbandale Dr, Urbandale, IA 50322
Mailing Address
4135 Nw Urbandale Dr, Urbandale, IA 50322
Phone number
(877) 886-1939
Established
Delaware since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
265

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 INTEGRITY ALLIANCE WRAP PROGRAM (9/16/2025)

Direct owners and executive officers


NamePositionCRD#
AMERICAN INDEPENDENT MARKETING, LLCDIRECT OWNER
AUKES, BRIAN EDWARDPRESIDENT2712193
BAKER, ANDREA KCHIEF FINANCIAL OFFICER/FINOP5533991
HECKLER, CARIE MARIECHIEF COMPLIANCE OFFICER4557559
MUJDZIC, BELMAOPERATIONS DIRECTOR4629710
OSBY, ANDREW ALLENCHIEF INVESTMENT OFFICER4202621

Regulatory assets under management


Total Number of Accounts14,148
AUM (Assets Under Management)$ 2,409,759,253

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTEGRITY ALLIANCE, LLC.

CRD#: 139627Memphis, TN 38119

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