Jeffrey C. Morris

CPA ALLIES

Atlanta, GA 30328

Some features on this profile are disabled

CRD#: 5936489

Professional summary

Jeffrey C Morris is a registered financial advisor currently at CPA ALLIES, LLC located in Atlanta, Georgia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of October 2017, employed full time by Insperity, Inc (1) Not investment related (2) Atlanta Office location: 300 Galleria Pkwy, Suite 1630, Atlanta, GA 30339 (3) A PEO (HR) solutions company to small and medium size businesses (4) Position/Title: Business Performance Advisor (5) 40 hours per week; most activities conducted during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey C Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2017 - Present

CPA ALLIES, LLC

Office #1: 10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328

RIA

CRD#: 286120

Atlanta, GA

Past

December 2, 2016 - December 20, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

SUWANEE, GA

Past

December 17, 2015 - December 20, 2016

LPL FINANCIAL LLC

CRD#: 6413

SUWANEE, GA

Past

May 23, 2013 - December 21, 2015

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ATLANTA, GA

Past

August 17, 2012 - May 21, 2013

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/16/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CPA ALLIES, LLC

CPA ALLIES | CPA ALLIES, LLC

CRD#: 286120 / SEC#:

Georgia

Registered Investment Advisory firm - (1/30/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 Glenlake Parkway Suite 130, Atlanta, GA 30328

Mailing Address

Phone number

(404) 596-8080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey C. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey C Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPA ALLIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2016

Series 63

Date: 12/28/2012

SIE

Date: 12/20/2016

Series 6

Date: 8/16/2012

Current Firm

CPA ALLIES, LLC

Contact information

Documents

Red Flags

Company Information

CPA ALLIES, LLC

TRUST BUT VERIFY

Similar Advisors