Joseph L. Daigle

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CRD#: 5936417

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Leonard Daigle, who also goes by Joseph Daigle, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2011. Joseph had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Daigle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) George N Parks Drum Major Academy; Non-investment related; 415 Lake Shore Dr NE, Demidji, MN 56601; Summertime Youth Leadership Academy; Staff Member; July 2008; 5 hrs/month; 0 hrs; Teach high school leadership workshops across the country in the summer months. 2) New Castle County Planning Board; Non-investment related; 67 Reads Way, New Castle, DE 19720; Public Board of New Castle County that is responsible for reviewing proposed changes to zoning, subdivision regulations, deed restrictions, and the Comprehensive Development Plan; Board Member; Dec 2018; 5 hrs/month; 0 hrs; Attend 1 public hearing and 1 business meeting per month to review land use applications before they go to county council for a vote. 3) Executive Committee of the Delaware Democratic Party; Non-investment related; P.O. Box 2065, Wilmington DE, 19899; Recruit, endorse, and support democratic candidates; Executive Committee Board Member; April 2022; 2.5 hrs/month; 0 hrs; Attend quarterly board meetings and vote on matters of organizational direction.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2023 - April 21, 2025

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Newark, DE

Past

July 18, 2017 - February 13, 2024

MALLARD FINANCIAL PARTNERS INC

RIA

CRD#: 169009

NEWARK, DE

Past

December 12, 2013 - July 30, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Past

June 19, 2012 - August 14, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ELKTON, MD

Past

May 23, 2012 - August 14, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

ELKTON, MD

Past

October 27, 2011 - April 16, 2012

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

PHILADELPHIA, PA

Past

October 7, 2011 - April 16, 2012

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/20/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2011

General Securities Representative Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph L. Daigle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MALLARD FINANCIAL PARTNERS INC

J.P. MORGAN SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2017

Series 66

Date: 10/20/2011

SIE

Date: 7/30/2015

Series 7

Date: 10/6/2011

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

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