Rachel A. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Alexandra Lewis, who also goes by Rachel Lewis, was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 2012. Rachel had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2020 - August 31, 2020
PARK HILL GROUP LLC
July 30, 2020 - December 14, 2021
PJT PARTNERS LP
August 8, 2012 - September 22, 2014
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/6/2020
General Securities Representative ExaminationSeries 79TO
Date: 7/30/2020
Investment Banking Registered Representative ExaminationCurrent Firm
PARK HILL GROUP LLC
CRD#: 135898 / SEC#: , 8-66958
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHG HOLDINGS L.L.C. | SOLE OWNER/MEMBER | |
| FIGUR, DAVID CARL | MANAGING DIRECTOR/FINANCIAL AND OPERATIONS PRINCIPAL | 5127533 |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| LEE, JIYEUN | DIRECTOR | 1859635 |
| LEVINE, BRIAN D | CHIEF EXECUTIVE OFFICER, DIRECTOR AND PRINCIPAL | 2861011 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| TAUBMAN, PAUL JEFFREY | DIRECTOR | 1567776 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
