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MN

Michael J. Noyes

CRD#: 5935628
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MN
Michael Joseph Noyes

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Noyes was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 16, 2025 - June 23, 2026

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

December 15, 2025 - June 23, 2026

TLG ADVISORS, INC.

RIA
CRD#: 111052
Nashville, TN
Past

April 6, 2023 - December 31, 2023

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

April 3, 2023 - December 31, 2023

TLG ADVISORS, INC.

RIA
CRD#: 111052
Nashville, TN
Past

January 8, 2020 - July 2, 2021

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

January 6, 2020 - March 1, 2022

TLG ADVISORS, INC.

RIA
CRD#: 111052
Nashville, TN
Past

November 16, 2016 - January 18, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Nashville, TN
Past

November 11, 2016 - January 18, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
NASHVILLE, TN
Past

April 4, 2016 - November 1, 2016

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

RIA
CRD#: 5308
West Des Moines, IA
Past

June 22, 2011 - November 1, 2016

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
SIOUX FALLS, SD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/4/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE LEADERS GROUP, INC.

CRD#: 37157

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