Lauren H. Malone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Hunter Malone, CFP®, who also goes by Lauren Elisabeth Hunter, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2011. Lauren had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2021 - November 30, 2022
BERNHARDT WEALTH MANAGEMENT, INC.
November 29, 2016 - December 10, 2019
REDW WEALTH LLC
June 9, 2016 - October 24, 2016
UAS WEALTH ADVISORS
January 13, 2015 - May 1, 2015
N.D. PITMAN & COMPANY, INC.
October 10, 2011 - August 29, 2013
PPA INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERNHARDT WEALTH MANAGEMENT, INC.
CRD#: 109353 / SEC#: 801-57320
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,040 |
| AUM (Assets Under Management) | $ 667,393,480 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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