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Alexander Julian Kreindler

CRD# 5935138·Registered 2015 - 2021
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander Julian Kreindler was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 2015 - 2021. Alexander had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79TO, Series 7TO, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

CORTEX INVESTMENT MANAGEMENT, LLC·CRD# 311911
RIA
New York, NY
July 9, 2021 - December 31, 2021
CORTEX INVESTMENT BANKING, LLC·CRD# 300803
BD
New York, NY
June 20, 2020 - November 2, 2021
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
February 6, 2015 - December 8, 2015

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Current Firm

CI
CORTEX INVESTMENT MANAGEMENT, LLC

CORTEX INVESTMENT MANAGEMENT, LLC

CRD#: 311911 / SEC#: 801-120332

Contact Information

Main Address

New York, NY

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2019About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Aug 2019About the Series 7TO exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2015

Series 7 — General Securities Representative Examination

Passed Feb 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2020About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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