Sawyer W. Dunigan

STEPHENS GROUP ASSET MANAGEMENT

LITTLE ROCK, AR 72202-2215

CRD#: 5935016

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Professional summary

Sawyer Whitworth Dunigan is a registered financial advisor currently at STEPHENS GROUP ASSET MANAGEMENT, LLC located in Little Rock, Arkansas.

Sawyer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sawyer has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sawyer Whitworth Dunigan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2026 - Present

STEPHENS GROUP ASSET MANAGEMENT, LLC

Office #1: 100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215

RIA

CRD#: 288981

LITTLE ROCK, AR

Past

October 13, 2014 - April 9, 2026

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEPHENS GROUP ASSET MANAGEMENT, LLC

SG-RIA, LLC | STEPHENS GROUP ASSET MANAGEMENT, LLC

CRD#: 288981 / SEC#: 801-111747

RIA

Registered Investment Advisory firm - (9/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(6/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2014

General Securities Representative Examination

Current Firm

STEPHENS GROUP ASSET MANAGEMENT, LLC

SG-RIA, LLC | STEPHENS GROUP ASSET MANAGEMENT, LLC

CRD#: 288981 / SEC#: 801-111747

RIA

Registered Investment Advisory firm - (9/26/2017 Approved)

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Contact information

Main Address

100 River Bluff Drive Suite 220, Little Rock, AR 72202-2215

Mailing Address

Phone number

(501) 246-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR STEPHENS GROUP ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	412
AUM (Assets Under Management)	$ 1,409,178,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sawyer W. Dunigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sawyer Whitworth Dunigan's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS GROUP ASSET MANAGEMENT, LLC

STEPHENS

Primary Firm SEC Registration

STEPHENS GROUP ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2026

Series 63

Date: 11/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2014

Current Firm

STEPHENS GROUP ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEPHENS GROUP ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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