Cesar E. Miranda

WM ADVISORS USA LLC

Pinecrest, FL

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CRD#: 5934973

Professional summary

Cesar Eduardo Miranda, who also goes by Cesar Miranda, is a registered financial advisor currently at WM ADVISORS USA LLC located in Pinecrest, Florida.

Cesar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Cesar has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cesar Miranda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING PARTNER - WM ADVISORS - INDEPENDENT INVESTMENT ADVISOR LOCATED IN MIAMI, FL. 20 HRS PER WEEK. SINCE 04/2020.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cesar Eduardo Miranda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2023 - Present

WM ADVISORS USA LLC

RIA

CRD#: 323133

Pinecrest, FL

Past

October 25, 2011 - August 7, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/24/2011

General Securities Representative Examination

Current Firm

WM ADVISORS USA LLC

HIGHLANDS INVESTMENT MANAGEMENT | WM ADVISORS USA LLC | WM ADVISORS LLC | HIGHLANDS INVESTMENT MANAGEMENT LLC

CRD#: 323133 / SEC#: 801-126861

RIA

Registered Investment Advisory firm - (8/27/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/27/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Pinecrest, FL

Mailing Address

Phone number

(786) 910-6009

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 12,292,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cesar E. Miranda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cesar Eduardo Miranda's CRS (Customer Relationship Summary).

Certified licenses

Experience

WM ADVISORS USA LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2021

Series 63

Date: 1/17/2012

Series 7

Date: 10/24/2011

Current Firm

WM ADVISORS USA LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WM ADVISORS USA LLC

TRUST BUT VERIFY

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