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MP

Matthew R. Pillard

FRIDAY FINANCIAL
Dubuque, IA 52001
Some features on this profile are disabled
CRD#: 5934603
MP

Professional summary

Matthew Robert Pillard MR., who also goes by Matthew Pillard, is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matthew Pillard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Pillard MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 10, 2026 - Present

FRIDAY FINANCIAL

Office #1: 600 Star Brewery Drive Suite 400, Dubuque, IA 52001
RIA
CRD#: 329748
Dubuque, IA
Past

July 30, 2020 - August 28, 2020

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 109771
Dubuque, IA
Past

June 27, 2011 - September 24, 2014

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
DUBUQUE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA
Registered Investment Advisory firm - (2/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(4/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/10/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/5/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/25/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FF
FRIDAY FINANCIAL
FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA
Registered Investment Advisory firm - (2/9/2024 Approved)
PREMIUM
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Contact information

Main Address
600 Star Brewery Drive Suite 400, Dubuque, IA 52001
Mailing Address
Phone number
(563) 552-7526
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FRIDAY FINANCIAL FORM ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts829
AUM (Assets Under Management)$ 409,324,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRIDAY FINANCIAL

CRD#: 329748Dubuque, IA 52001

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